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Houlihan Capital

SEC Enforcement Action Against Former Oppenheimer Manager

SEC Enforcement Action Against Former Oppenheimer Manager On August 20, 2013, Federal securities regulators accused Brian Williamson, a former portfolio manager at Oppenheimer & Company (“Oppenheimer”), of misleading investors about the performance of a private equity fund-of-funds. These allegations follow on the heels of an announcement in March of 2013 that Oppenheimer had agreed to […]