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Foundational explanations of key advisory concepts, written for business owners, fund managers, and professional advisors.
SEC Enforcement Action Against Former Oppenheimer Manager On August 20, 2013, Federal securities regulators accused Brian Williamson, a former portfolio manager at Oppenheimer & Company
What is the AIFMD? The Alternative Investment Fund Managers Directive (“Directive”) became effective by European Union (“EU”) member states on July 22, 2013. The Directive
FASB Proposal – Intangible & Goodwill Reporting The Financial Accounting Standards Board (“FASB”), on July 1, 2013, issued a proposed Accounting Standards Update (“ASU”) to
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