10
Mar
Valuation, Valuation News, Whitepapers

SEC Discusses Valuation in Proposed Rules 2022

On February 9, 2022, the Securities and Exchange Commission (“SEC”) voted to propose new rules and amendments under the Investment Advisers Act of 1940 (Advisers Act) to enhance the regulation of private fund advisers and to protect private fund investors by increasing transparency, competition, and efficiency in the $18-trillion marketplace.(1)…
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The SEC’s Division of Examinations Discusses Valuation in October 2021 Risk Alert
14
Dec
Valuation, Valuation News, Whitepapers

The SEC’s Division of Examinations Discusses Valuation in October 2021 Risk Alert

The SEC’s Division of Examinations (the “Division” - formerly known as OCIE) has issued a new Risk Alert (the “Alert”)(1) regarding Observations from Examinations in the Registered Investment Company Initiatives (“RIC Initiatives” or (“Initiatives”)(2). In November 2018, the Division announced the Initiatives which would assess industry practices and regulatory compliance…
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Houlihan Capital – Certified in “Blockchain Fundamentals for Accounting and Finance Professionals”
28
Apr
Company News, Valuation, Valuation News

Houlihan Capital – Certified in “Blockchain Fundamentals for Accounting and Finance Professionals”

Houlihan Capital is pleased to announce that we are certified in “Blockchain Fundamentals for Accounting and Finance Professionals”. This certificate is provided by the AICPA and CIMA. Houlihan Capital has significant experience in valuing digital assets since January 2018. We can help with the valuation process, including reviewing or drafting…
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15
Apr
Valuation, Valuation News, Whitepapers

The SEC’s View on SPAC Warrants

The Securities and Exchange Commission is stepping up scrutiny of special-purpose acquisition companies (“SPACs”). In various statements released over the last few weeks, the SEC has highlighted several financial reporting and governance issues raised by the merger of a SPAC and target company. Most recently, on April 12th, the SEC…
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